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What is Process Capability? Index, Formula, Tools

By Shivender Sharma

Updated on Dec 09, 2024 | 8 min read | 0.0k views

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In the competitive business landscape that we see these days, quality is paramount. You have to ensure that your products and services meet the highest quality standards in order to sail through the competition. Thus, the manufacturing process becomes a very crucial step in delivering expected end products consistently. Process capability is the evaluation of the manufacturing process that helps determine how efficiently the quality is being met. It helps businesses evaluate product quality, reduce resource wastage, and gain an excellent market reputation. 

This article delves into the significance and fundamentals of the process capability concept. We will discuss the tools used and share every other detail that you should have about process capability analysis.  

What is Process Capability?  

Process capability is the measure of a process’s ability to yield desired results under pre-determined conditions. It is an elaborate explanation of how a process has performed under specific conditions, using which, businesses can determine whether they are able to meet the industrial standards. You can define process capability in terms of indices, like Cp and CpK, which are the measures of performance, and check the alignment with customer satisfaction.  

A capable process operates within the set limits, reducing the chances of defects in the end product and maintaining the utmost quality. If the process indices deviate from the set standards, the manufacturing cycle needs attention as it does not meet the desired quality mark.  Thus, you can rightfully say that process capability is a key indicator of process performance. It allows organizations to identify the areas of improvement, and rectify them to meet the quality standards consistently in every batch. 

Key Terms in Process Capability  

To grasp well what is process capability and how to calculate it, there are certain terms that you should know.  

Cp (Process Capability Index) 

It refers to the capability of a process to yield results when it is adjusted between the specification limits. You can calculate it by comparing the total spread of process variation with the width of the specification limits. Numerical Formula  

Cp=USL−LSL / 6σ 

It is significant to note two things: 

  • If the Cp value is greater than 1, it means that the process has the ability to quality expectations.  
  • Cp does not count for the process’s mean centering.  

CpK (Process Capability Index Adjusted for centering)  

It is the measure of the process capability on the basis of two factors: the spread, and how well the process mean is centered between the spread limits. 

Cpk = min (USL−μ/ 3σ, μ−LSL/3σ ) 

Here,  

  • A higher Cpk refers to better alignment and lower variability. 
  • Pls note that if Cpk is less than Cp, the mean is not well-centered.  

Pp (Performance Index)  

It is the measure of long-term process performance that you get by evaluating the specification limits of overall process variation. This evaluation typically involves inherent and external variability. It is significant to note that just like Cp, the performance index is also not accounted for centering.  

Pp =USL−LSL/6σoverall  

PpK (Performance Index Adjusted for Centering)  

It is similar to CpK. However, the focus is on long-term process performance. In this calculation, all the variation sources and process alignment means get consideration. It is significant to note that a lower value of Ppk means that there are centering issues.  

Ppk=min ( USL−μ / 3σoverall  , μ−LSL /3σoverall ) 

Capability Ratio 

It is the inverse of Cp, helping you measure the process proportion in relation to the specification limits. Numerical Formula: 

CR = 6σ /USL−LSL 

It is significant to note that if CR is less than 1, it signifies that the process is capable of producing outputs within the limits specified.  

These formulas and metrics are the backbone of process capability analysis, providing a quantitative basis for assessing and improving process performance. 

Importance of Process Capability in Quality Control  

There are multiple reasons why six sigma and process capability are vital metrics in improving the end product quality. Some of them are: 

  • It helps predict the outcomes of a process well before its completion to figure out whether the end product will meet the quality standards.  
  • The early identification of defects allows for controlling variability and minimizing defects. It means errors can be rectified on time, ensuring the quality of the end product.  
  • Through the process capability Six Sigma calculations, you can get top-notch results in terms of products that do not need any other refinement. Hence, it is helpful in improving the overall process efficiency.  
  • When you deliver more than what the customer is expecting, you earn a higher customer retention rate and excellent market reputation.  

There are many other reasons related to process efficiency, optimal resource usage, and more that make the process capability calculation crucial.  

What Is a Process Capability Index? 

The process capability index is the numeric measure of how a process performs under specification limits, considering the shift in the process mean. This value usually signifies the real-world conditions under which the situations may arise when the process may not align with the desired value.  

Numeric CpK calculation 

Cpk = min (USL−μ / 3σ ,  μ−LSL/3σ )   

A higher CpK value often indicates excellent performance of a process. Statistically, the value of 1.33 is often considered acceptable according to industry standards.  

How to Measure Process Capability ? 

Here is the step-by-step process that you can follow to calculate process capability.  

Step1: Data Collection 

Gather all the required data to start the calculation process. Make sure you get the data under stable operating conditions to ensure data accuracy and reliability.  

Step2: Calculate Statistical Parameters 

Moving on, you should calculate the statistical parameters, like mean and standard deviation, which will help calculate the process capability.  

Step3: Define Specification Limits 

The next step is to define specification limits. Identify the upper specification limit (USL) and lower specification limit (LSL) for the process under question.  

Step4: Computing Cp and Cpk  

Once you have all the data and have set the specifications, use the formulas below to calculate the process capability.  

Cp= USL−LSL/ 6σ  

Cpk=min (USL/ 3σ −μ , μ−LSL/3σ )  

This simple process can help you get statistical insights into process capability. You can use these details to determine the process efficiency and experience a significant push in your product quality.  

Process Capability for Non-Normal Data   

Sometimes, a few processes yield non-normal data distributions that need a unique approach to complete the capability analysis. In such cases, here are the tips that you should follow to get an accurate process capability value.  

  • Transform the gathered data with methods, like Box-Cox that can help normalize the data and make calculations easy for you. 
  • You can use the performance indices that are specifically made for non-normal data to assess the performance, like PpK.  
  • Explore the software tools that help accommodate non-normal data for efficient data analysis.  

Using these tips, the process capability calculation becomes convenient and the results will also be reliable and accurate.  

Difference Between CP, CPK, and PP,  PPK    

  

Parameters  

  

Cp (Process Capability) 

  

  

CpK (Process Capability Index) 

  

Pp (Process Performance) 

  

Ppk (Process Performance Index) 

  

  

Definition 

  

  

It provides the potential capability of a process , assuming it is centered in the specific limits.  

  

  

It considers the process spread and mean centering relative to specific limits.  

  

It measures long term process performance considering the total variation.  

  

It keeps the long term performance under consideration for overall variability.  

  

Formula 

  

  

Cp=USL−LSL / 6σ 

  

  

Cpk = min (USL−μ/ 3σ, μ−LSL/3σ ) 

  

  

Pp =USL−LSL/6σoverall  

  

  

Ppk=min ( USL−μ / 3σoverall  , μ−LSL /3σoverall ) 

  

  

Focus  

  

  

The focus is on identifying the short term potential process capability.  

  

  

The focus is on short term actual capability considering centering  

  

The focus is on long term process performance.  

  

The focus is on long term actual performance with centering in consideration.  

  

Application  

  

  

Capability assessment during stable conditions.  

  

  

Evaluate alignment with specifications and performance. 

  

Assessing process performance over time. 

  

Evaluating long term consistency and alignment.  

  

  

Key Output 

  

  

Potential capability 

  

Realistic capability 

  

Long-term potential capability 

  

Long-term realistic capability 

  

  

Factors Influencing Process Capability  

Process capability gets influenced by number of factors, including: 

  1. Process Stability: A stable process generates accurate capability measures.  
  2. Operator Efficiency: A skilled operator can help reduce the variability to a significant level  
  3. Environmental Conditions: the factors like external temperature also influence the process capability and impact the process performance.  

Hence, it is crucial to address these factors to maintain high process capability.  

Tools for Process Capability Estimation  

Putting the values in the process capability formula is not the single step to calculate the performance estimation. There are multiple steps involved, like calculating these values which require multiple tools. Some of the tools you will use in this process are: 

  • You need statistical software applications that make the complex calculations simpler. The popular options are: JMP and Minitab.  
  • Visual tools that help you keep an eye on the process stability through control charts.  
  • You need histograms; the graphical illustration of data distribution and variability 
  • Another tool category that is involved is capability plots. These are the charts that process performance within specified limits.  

Conclusion  

Process capability is an essential aspect for managing quality in any organization’s manufacturing. Understanding the principles, the organizations can gain the ability to measure the process performance and deliver top-notch products that help them earn excellent market reputation. The process capability insight also lets the organizations work on waste minimization and ensure optimum use of every resource. Thus, it is crucial for every business to use the right tools and get an insight to their manufacturing quality not only to boost operational efficiency but also fosters customer satisfaction, driving success in competitive markets.  

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Frequently Asked Questions (FAQs)

1. What does 1.33 CpK mean?

2. What is an example of a process capability?

3. How many sigma is 1.67 Cpk?

4. What if Cpk is high?

5. How to calculate CP?

Shivender Sharma

Shivender Sharma

149 articles published

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